Nominees will be announced in the following categories in the January 1 issue of Fund Directions and the January 8 issue of Fund Action, along with Lifetime Achievement Award Winners. Award winners will be announced during the ceremony on March 8, 2007.

Fund Action Categories: Lifetime Achievement Award Winner Fund Leader of the Year Deal of the Year Fund Marketer of the Year Advertising Campaign of the Year Sales Success of the Year SMA Player of the Year Best Post-Trade Technology Implementation

Fund Directions Categories: Lifetime Achievement Award Winner Trustee of the Year Small Board Trustee of the Year Independent Counsel of the Year